200 Vesey Street, Suite 400 New York, NY 10281 Phone: 212-336-1100 E-mail: newyork@sec.gov Richard Best, Regional Director Sanjay Wadhwa, Associate Regional Director (Enforcement) Lara Mehraban, Associate Regional Director (Enforcement) Thomas Butler, Associate Regional Director (Investment Management) Maurya Keating, Associate Regional Director (Investment Management) Elections, Presidents, Vice Presidents, and First Ladies, Download a Copy of the Consumer Action Handbook, Financial Assistance and Support Services, Disaster Financial Assistance for Workers and Small Business Owners, Disaster Financial Assistance with Food, Housing, and Bills, Financial Assistance Within Designated Natural Disaster Areas, Government Response to Coronavirus, COVID-19. We want your input on proposed rules and want to know what information is important to you, the investor. S.P. Securities and Exchange Commission v. Alexander Rowland , No. Notification letter by the parties to a merger addressed to the Philippine Competition Commission, if the value of the transaction exceeds One … Securities and Exchange Commission (SEC) Contact: Contact the Securities and Exchange Commission. The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud. 9/4/2020 - Alabama Securities Commission Says Don't Hit on Phishing Lures and Gives Red Flags To Stay Off the Hook Key Events and Information Summary of December 14,2020 Commission Meeting Martha Miller, Director (202) 551-5407, Office of the Chief Accountant See a listing of securities laws. Phone: +234 (0) 94621100; +234 (0) 94621168 Email: sec@sec.gov.ng Twitter: @SECNIGERIA Facebook: Securities and Exchange Commission Nigeria Head Office – Abuja SEC TOWERS, Plot 272, Sa… Plaintiff Securities and Exchange Commission (the “Commission”) alleges: ADDRESSES OF THE PARTIES 1. Contact the Securities and Exchange Commission, 100 F St., NE Submit a question or comment to the SEC Report a possible securities fraud to the SEC 26 of 1991, Act No. Office of Minority and Women Inclusion Pamela Gibbs, Director (202) 551-6046 OMWI@sec.gov. SECURITIES AND EXCHANGE COMMISSION . The principal executive offices of Lucent Technologies Inc. (“Lucent”) are located in Murray Hill, New Jersey. Of those firms, 63 are based in New Jersey. Vance Cathell, Director (202) 551-8385, Office of Administrative Law Judges Sagar Teotia, Chief Accountant (202) 551-5300oca@sec.gov, Office of the Chief Operating Officer Pamela Gibbs, Director (202) 551-6046OMWI@sec.gov, Office of Municipal Securities We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. Tel: +233-302-768970-2 Toll Free: 0800 100065 Fax: +233-302-768984 Email: info@sec.gov.gh Mailing Address Lock Fax: 225443. Lori Schock, Director (202) 551-6500Contact, Office of Legislative and Intergovernmental Affairs Jason Patil, Acting Chief Administrative Law Judge (202) 551-6030, Office of the Advocate for Small Business Capital Formation An official website of the United States government. Learn English and Attend College in the U.S. Field Trip to the Money Factory Lesson Plan, How to Become President of the U.S. Poster Lesson Plan, Introduction to Federal Government Contracting, How to Become a Federal Government Contractor, The Contract Opportunities Search Tool on beta.SAM.gov, Federal Personnel Records and Employment Verification, Locate Military Members, Units, and Facilities. 5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates, Office of Compliance Inspections and Examinations, Contracting — Doing Business with the SEC, Headquarters Hand Delivery and Pickup Directions, Office of the Advocate for Small Business Capital Formation, Office of Investor Education and Advocacy, Office of Legislative and Intergovernmental Affairs. The Securities and Exchange Commission's (SEC) ability to conduct investigations and bring enforcement actions for violations of securities laws is critical to its mission to protect investors and maintain fair and orderly markets. File an Investor Complaint. Report an investment fraud. Vanessa Countryman, Secretary (202) 551-5400, Office of Support Operations Securities And Exchange Commission - Ghana Address, Phone number, Email, Website, Reviews, Contacts, Location. Lusaka, Zambia. Rick Fleming, Investor Advocate (202) 551-3302Contact, Office of Investor Education and Advocacy Securities and Exchange Commission Contact Phone Number is : (202) 942-8088 and Address is 100 F Street, Northeast, Washington, DC 20549, United States The U.S. Securities and Exchange Commission is the Government agency situated in Northeast, Washington, DC, United States. 30, 3rd Circular Road, Cantonments, Accra. The Securities and Exchange Commission (SEC) is the regulator of the Capital Markets in Zambia. How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. The U.S. Securities and Exchange Commission (SEC) is a large independent agency of the United States federal government that was created following the stock market crash in the 1920s to protect investors and the national banking system. 11 See Securities Exchange Act Release No. The Office is committed to providing a timely and efficient response to each of the nearly 14,000 requests for SEC documents and records we receive each year. Inauguration of the President of the United States, Office of Investor Education and Advocacy. 28 s.2020 Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission 10 See Securities Exchange Act Release No. 1 Twitter 2 Facebook 3RSS 4YouTube Rebecca Olsen, Director (202) 551-5680, Office of Public Affairs Kothari, Director (202) 551-6600DERA@sec.gov, Division of Enforcement JUNIPER INDUSTRIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) The facility will allow CRS users to verify the status of their application online at their convenience without going to the SEC Office. Official websites use .gov Tel: +260 211 227 012 / 222 386 / 226 911. Washington, D.C. 20549 . Main Address: 100 F St., NE Washington, DC 20549. John Nester, Director (202) 551-4120news@sec.gov, Office of the Secretary Jeffrey Hickman, Acting Director (202) 551-8600, Office of Acquisitions Brett Redfearn, Director (202) 551-5500Contact, EDGAR Business Office A locked padlock Caryn Kauffman, Chief Financial Officer (202) 551-7840, Office of the General Counsel 20549, USAGov is the Official Guide to Government Information and Services, Government Agencies and Elected Officials, Indian Tribes and Resources for Native Americans, Commonly Requested U.S. Laws and Regulations, How Laws Are Made and How to Research Them, Personal Legal Issues, Documents, and Family History, Who Can and Can’t Vote in U.S. 36 of 1987 as amended by Act No. Secure .gov websites use HTTPS CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 . Date of Report (Date of earliest event reported): January 30, 2020 . ) or https:// means you’ve safely connected to the .gov website. P.O Box 35165. Do You Have to Vote for the Party You're Registered With? The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. MC No. Share sensitive information only on official, secure websites. James McNamara, Director (202) 551-7500, Office of Information Technology The SEC’s Office of The Office of Freedom of Information Act (FOIA) Services promotes transparency in government by making SEC records available to the public to the greatest extent possible under the Act. Kathleen Hutchinson, Acting Director (202) 551-6690, Office of the Investor Advocate Phone Number: 1-202-551-6551. The address of the Commission is 450 Fifth Street, N.W., Washington, D.C. Office of Legislative and Intergovernmental Affairs Holli Heiles Pandol, Director (202) 551-2010. In New Jersey, the Bureau of Securities has received registration applications from 108 Investment Adviser firms that are switching from federal Securities and Exchange Commission (SEC) regulation. Division of Corporation Finance Green Cards and Permanent Residence in the U.S. U.S. Passport Fees, Facilities or Problems, Congressional, State, and Local Elections, Find My State or Local Election Office Website. Kenneth Johnson, Chief Operating Officer (202) 551-2200, Office of Compliance Inspections and Examinations We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. Compliance Monitoring Division (CMD) Clearance and/or clearance from other Department of the Commission or government agencies: 13. 41 of 2016. FORM 8-K . Robert Stebbins, General Counsel (202) 551-5100, Office of Human Resources Peter Driscoll, Director (202) 551-6200Contact, Office of Credit Ratings To contact us for help: Call us at 1-800-732-0330; Use our online forms to ask a question or report a problem concerning your investments Email us at Help@sec.gov; Fax us at 1-202-772-9295; Write us at: U.S. Securities and Exchange Commission Making Wall Street work for Main Street means getting your input. Stephanie Avakian, Director (202) 551-4500, Division of Investment Management The Commission designated May 25, 2020, as the date by which it should approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule changes. Jessica Kane, Director (212) 336-9080Contact, Office of Equal Employment Opportunity The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic. 47 of 2009. Holli Heiles Pandol, Director (202) 551-2010, Office of Minority and Women Inclusion (complaints submitted via email in any CySEC email address will not be processed) CySEC Chairman's Office chairman@cysec.gov.cy CySEC Vice-Chairman's Office vice-chairman@cysec.gov.cy Office Address 19 Diagorou Str. Contact. The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. CY-1097 Nicosia Telephone: +357 22506600 Fax: +357 22506700 Postal Address P.O BOX 24996 1306 Nicosia CySEC Electronic Communication 12-04-2020 Bureau of Securities Orders Investment Scam Companies Defrauding LinkedIn Users to Cease and Desist, Urges NJ Residents to Beware of Investment Scams on Social Networking and Dating Sites Emergency Action Comes as Reports of Romance Scams and Other Online Investment Fraud Surge During the COVID-19 Emergency 88540 (April 1, 2020), 85 FR 19562 (April 7, 2020). Find out if an entity is registered/licensed by the Commission. Danae Serrano, Ethics Counsel (202) 551-5170, Office of Financial Management DC A lock ( Office of Investor Education and Advocacy Lori Schock, Director (202) 551-6500 Contact. Washington, No. Corporate Office Address. Securities And Exchange Commission - Ghana located in Accra, Ghana. U.S. Securities and Exchange Commission Office of Investor Education and Advocacy 100 F Street, NE Washington, DC 20549-0213 Telephone: (800) 732-0330 Fax: (202) 772-9295. The U.S. Securities and Exchange Commission wants to hear from you! Plot 3827, Parliament Road, Olympia. Find an application form. Please enable JavaScript in your web browser; otherwise some parts of this site might not work properly. Securities And Exchange Commission - Ghana business profile on GhanaYello Our role as regulator is important for ensuring: Supervision and development of the Zambian Capital Markets 18 of 2003 and Act no. Phone: (512) 305-8301 Fax: (512) 305-8310 Complete contact information for Austin and branch offices in Houston, Dallas, Corpus Christi, and Lubbock. Guides. Dalia Blass, Director (202) 551-6720Contact, Division of Trading and Markets Shelley Parratt, Acting Director (202) 551-3100Contact, Division of Economic and Risk Analysis It was established through an Act of Parliament, the S ecurities Act no. Peter Henry, Director (202) 551-6040, Office of Ethics Counsel Nina Aversano resides in Kinnelon, New Jersey. Carl Hoecker, Inspector General (202) 551-6061oig@sec.gov, Office of International Affairs Tel: +233-302-768970-2, info@sec.gov.gh Understand what SCB’s examination priorities are. Contact - Securities and Exchange Commission Ghana - SEC Ghana. A .gov website belongs to an official government organization in the United States. David Bottom, Chief Information Officer (202) 551-5703, Office of the Inspector General The Securities and Exchange Commission is announcing the availability of the Company Registration System (CRS) Application Status Online Inquiry. Barry Walters, Director/Chief FOIA Officer (202) 551-8400, STAY CONNECTED SEC's Division of Enforcement (Enforcement) is charged with investigating securities law violations; recommending civil enforcement actions when appropriate, … The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and… SEC LAUNCHES “TIME WITH THE COMMISSION” SERIES TO IMPROVE INVESTOR PROTECTION 30, 3rd Circular Road, Cantonments, Accra. Austin Main Office Thomas Jefferson Rusk State Office Building, at 208 E. 10th St., Austin, TX 78701, on the corner of 10th and Brazos Streets. 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